Trust Center: SOC 2 Type 2 Certification
SOC 2 is a compliance framework developed by the AICPA (American Institute of CPAs) to ensure that service providers securely manage data based on five trust principles: security, availability, processing integrity, confidentiality, and privacy.
AskMyAdvisor® is in the process of SOC 2 Type 2 audit certification.
This certification is a rigorous evaluation of our systems and processes to ensure they meet the highest standards of data security, privacy, and operational integrity. Achieving SOC 2 Type 2 demonstrates our commitment to protecting sensitive client and advisor information, building trust, and reinforcing our reputation as a secure and reliable platform. It’s a critical step in aligning with the needs of trusted advisors and meeting the expectations of a highly regulated industry.
Click the button below for the real-time status of our audit:
Click the button below for the real-time status of our audit:
trust.askmyadvisor.co
AskMyAdvisor® Trust Center
The Always-On Referral Onboarding & Client Discovery OS for Trusted Advisors Overview: Delays kill referrals. AskMyAdvisor® is a 24/7/365 operating system that automates referral onboarding and client discovery through our exclusive OneAdvisorLink™. This single link removes confusion and delays, creating a seamless referral path. Key Benefits: Effortless Referrals: Eliminates friction so advisors can focus on their top clients, key advisor partners and the people in their lives. Always Active: Works non-stop, worldwide, online and mobile, on autopilot. Cost-Effective: It's like adding a $250K/year sales team without the cost, hassle, or risk, all for peanuts. Why It Matters: AskMyAdvisor® automates referral onboarding and client discovery, so advisors can stop acting as part-time marketers and focus on being full-time trusted experts. This seamless approach ensures a continuous flow of valuable opportunities while preserving an advisor’s core strengths.
Public Market Readiness
On January 10, 2025, NASDAQ officially granted AskMyAdvisor® the stock symbol ASKM, which is reserved through January 10, 2027.
We’re not conducting a public offering, yet.
But we are actively preparing for a Direct Public Offering (DPO).
But we are actively preparing for a Direct Public Offering (DPO).
And here’s what makes us a bit different:
We’re not building a DPO the old way. We’re not outsourcing it to Wall Street. We’re building our own internal investment bank and selling group from within.
We’re not building a DPO the old way. We’re not outsourcing it to Wall Street. We’re building our own internal investment bank and selling group from within.
The Big Referral Problem
The 9010 Factor: Client polls report…
Willing Clients
90% of clients say they'd refer their advisor.
Actual Referrals
Only 10% actually do refer their advisor.
Lost Opportunities
80% of potential referrals are lost due to confusion and delays.
What causes this severe gap? Delays.
Delays Kill Referrals. Confusion How to Refer Causes Delays.
Delays are the Silent Killer of Referrals
That nobody has ever talked about, until now.
Watch how the OneAdvisorLink™ eliminates them for good, click below to watch the 60-second video (opens in a new window).
Remove Confusion, The Game Changes
When things are confusing, not intuitive, or unclear, human nature drives us to procrastinate. Referrals are no exception.
Referrals are the strongest bridge between people in need and trusted advisors, but when friction exists, delays take over and stall progress before it even begins. Remove the confusion, eliminate the delays, and what happens? The bottleneck opens, allowing referrals to flow freely.
Referrals are the strongest bridge between people in need and trusted advisors, but when friction exists, delays take over and stall progress before it even begins. Remove the confusion, eliminate the delays, and what happens? The bottleneck opens, allowing referrals to flow freely.
This opens up the 80% to refer with ease, the 10% can refer more.
The Wall Street Journal
Suzanne Kapner
Suzanne Kapner
"Brian Ouellette bought his first Brooks Brothers suit when he entered the PaineWebber & Co. training program."
ENTREPRENEURS ON FIRE | John Lee Dumas
"Get same-day referrals from your top 10 clients with Brian Ouellette."
ONWALLSTREET
"Show Them The Money: Advisors Hunt for Pro Athlete Clients"
Brian Ouellette emphasizes the impoMason Braswellrtance of trust in advisor-athlete relationships. He states, "The biggest hurdle is trust."
The Trojan Horse Growth Blueprint
The AskMyAdvisor® Show
A self-serve podcast designed for rapid guest onboarding, effortlessly increasing reach and influence on autopilot. Guests share episodes with their networks and are given exclusive passes to invite others as future guests. It’s a true force multiplier.
Advisor Inner Circle
Our flagship freemium offering where advisors invite their top advisor friends (add up to 5, $0 for life) into the AIC, creating perpetual referral loops powered by OneAdvisorLink™. Invited advisors receive their own OneAdvisorLink™, free for life. This is a Trojan Horse unlike anything else.
The Trojan Horses (continued)
The AskMyAdvisor®: Advisor Inner Circle
Our members only think-tank. Operates like a Facebook group but it's proprietary built software (that we own). This is the newsfeed where we communicate to our advisor members. Think of this as an incubator that we run (more details on following page).
The Trojan Horses (continued)
Advisor Gift Kit
This exclusive gift kit includes: a laminated one-page SOP cheatsheet, a digital 10-page playbook, and Inner Circle Secrets of the Elite Trusted Advisor (book). Advisors share this with their top 20% advisor relationships, strengthening bonds while seamlessly introducing others to the AskMyAdvisor® Method.
The Book Trojan Horse
The Book: Inner Circle Secret Of The Elite Trusted Advisor
Using a book as both an educator and indoctrinator is a rare strategy in the software industry, but it is a cornerstone of our approach. The book isn’t just part of the Advisor Gift Kit, it stands alone as a key weapon, soon available on Amazon in print, Kindle, and Audible formats.
The book is the catalyst for adoption. It educates advisors, builds trust and indoctrinates them, BEFORE they ever engage with our software. To hear what a unicorn (+$1B valuation) SaaS founder, Russell Brunson thinks about books, watch this 40-second clip.
The AskMyAdvisor® OS
The hub to the spokes of our Trojan Horses.
All the above ties back to the core principle of AskMyAdvisor®: focusing on the vital few. By elevating the top 20% of clients and advisors, the ones responsible for 80% of referrals and revenues, advisors achieve uncapped growth and deepen their most important relationships.
Our Sales Engines Operate as a Flywheel
Where each channel fuels the next, creating compounding momentum and expanding our reach as we grow.
Where each channel fuels the next, creating compounding momentum and expanding our reach as we grow.
This flywheel is powered by a simple yet powerful truth: happy customers are the best marketers (image). As the hub connecting the advisor spokes in the wheel, our customers do more than promote us, they are our entire sales force.
This unique model holds us to the highest standard, by delivering exceptional value and results, we keep the flywheel turning, accelerating growth and driving long-term success.
The Advisor Inner Circle
More about our exclusive members-only think tank.
The Foundation of AskMyAdvisor®’s Bigger Picture
The Advisor Inner Circle is much more than a private network, it’s the cornerstone of our vision to build the largest, most powerful network of trusted advisors on the planet. This space is reserved for AskMyAdvisor® Members Only, bringing together top-tier accountants, attorneys, consultants, financial advisors, realtors, and other trusted advisors in one place.
What makes this network special? It’s filled with advisors one degree away from the world’s most influential individuals, families, businesses, and governments.
These are the real influencers, the trusted advisors who shape decisions at the highest levels. Unlike third-party platforms, this network is built entirely on proprietary software we control. That control is crucial as it plays into our larger next steps.
OneAdvisorLink™ In Action Demo
The AskMyAdvisor® OS OneAdvisorLink™
Delays are the real killer of referrals, each step (delay) in the old way adds friction, confusion, and weeks of waiting. OneAdvisorLink™ eliminates delays with a single link, connecting referrals instantly and seamlessly.
Old Way=Delays
New Way=Delays
The ODP™ One Direct Path
The AskMyAdvisor® aOS™ is transforming the advisor world with our ODP™ One Direct Path OS, which automates referral onboarding with OneAdvisorLink™
Eliminating the need for advisors to ever ask for a referral again.
In an industry where over $50 billion is spent annually on outdated marketing tactics, our simple yet disruptive software not only delivers measurable results but also fuels its own success through automated processes, running 24/7/365.
This is a unique opportunity to be part of something special.
AskMyAdvisor® isn't just software. It's a platform that's reshaping the advisor world with a self-driven growth engine.
The AskMyAdvisor® Roadshow
The AskMyAdvisor® Roadshow to our DPO* (Direct Public Offering) on the NASDAQ has begun. If you're reading this, you have the chance to join us on this transformative path. Don't miss out.
*From the Nasdaq (UPDATED): Your request to reserve the ticker symbol "ASKM" for AskMyAdvisor® has been approved and will be reserved for you for twenty four months from the date of the reservation 10 January 2027.
We are waiting on our approval from NYSE.
Words on the AskMyAdvisor® Method
Why This Structure?
This model is commonly used by LLCs that:
- Seek structured ownership allocation for capital raising or investor participation.
- Ensure clarity in profit-sharing, dividends, and equity transfers.
- Maintain corporate-style ownership benefits while preserving LLC tax advantages and liability protections.
Section 2: Future Corporate Conversion
While we currently operate under a Fixed-Unit LLC Operating Agreement, we have structured our entity with a clear path to convert into a Schedule C Corporation (C-Corp) in Texas when we move toward a Direct Public Offering (DPO) or Initial Public Offering (IPO).
Conversion Timeline & Process
- The transition from an LLC to a C-Corp is a streamlined process that, given our current structure, is expected to take approximately 20 days once initiated.
- This conversion will be executed in full compliance with Texas or Nevada state law and IRS regulations, ensuring a seamless transition to a corporate structure suitable for public market participation.
Why an LLC Structure Today?
For our immediate and mid-term objectives, the LLC structure offers strategic flexibility that benefits both the company and our investors. Key advantages include:
- Pass-through taxation for efficiency before public market entry.
- Simplified governance and ownership structure under a fixed-unit model.
- Investor-friendly terms that align with long-term capital appreciation.
Our decision to begin as an LLC and later convert to a C-Corp is intentional, allowing us to maximize operational efficiency today while ensuring a clear and efficient path to public market readiness.
Securing Your Investment Units
We are offering a limited offering for selected investors to secure units under our Fixed-Unit LLC Operating Agreement. This round is capped at 2 to 5 new investors, ensuring exclusivity and alignment with our team first growth strategy.
How to Proceed
To confirm your investment units, follow these steps:
- Secure Your Units: Proceed with a direct wire transfer using the instructions provided.
- Wire Transfer Details: Click the image (opens new window) to view wire instructions or visit tip.askmyadvisor.co/wire
Certificate of Formation
Click to view
To lock in your investment units as outlined in the Investment Options, you may proceed with a direct wire transfer. Wire instructions available here (click the arrow to view) or open tip.askmyadvisor.co/wire.
Please note: We are limiting this round to 2 to 5 new investors. Due to this, the maximum amount for a direct wire transfer is $150,000. For a larger investment request, contact Brian directly to discuss.
Legal Notice
This Investor Snapshot is for informational purposes only and is intended solely for accredited investors. It does not constitute an offer to sell or a solicitation to buy any security. All information is confidential, subject to change, and shared in accordance with applicable securities laws.
This Investor Snapshot is for informational purposes only and is intended solely for accredited investors. It does not constitute an offer to sell or a solicitation to buy any security. All information is confidential, subject to change, and shared in accordance with applicable securities laws.